Action follows congressional watchdog report By Robert Schroeder, MarketWatch
WASHINGTON (MarketWatch) - The Securities and Exchange Commission is moving to document its referrals of cases to criminal law enforcement authorities following a critical report by a congressional overseer.
Lori Richards, director of the SEC's Office of Compliance Inspections and Examinations, told a House panel Tuesday that the SEC is modifying the way its staff tracks referrals. ...
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